MGL Consulting Offers Series 2728 FINOP Training
A Financial & Operations Principal (FINOP) oversees a firm's financial and operational activities to ensure they comply with SEC and FINRA responsibility rules and requirements.
The course will be taught by Deirdre Patten (http://www.mglconsulting.com/w2001/aboutmgl/proPeople/Patten.asp), an experienced training professional who has more than 25 years of service in the industry instructing high profile financial firms. In-depth discussions of subject matter provide attendees with insights and the most accurate information currently available for registration examinations.
If you are interested in attending the training in preparation for the Series 27 exam, please complete and fax the Registration Form (http://www.mglconsulting.com/mgl/ProductAnnouncement/aprilorder.pdf) attached by May 5, 2008. Costs for the two-day course are $650/person including a Continental breakfast and luncheon. Pre-study material may be purchased at MGLU.com (http://www.mglu.com/).
Please see Hotels (http://www.mglconsulting.com/mgl/ProductAnnouncement/woodhotel) for area accommodations.
Based in The Woodlands, TX and founded in 1984, MGL Consulting Corporation is an industry leader in risk management and business solutions offered to broker/dealers, investment advisers and insurance agencies. The firm's industry experts and business professionals have more than 300 years of experience, encompassing hands-on legal, compliance, regulatory, operations, continuing education and accounting disciplines.
For more information on the Series 27-28 class and other risk management and business solutions services visit mglconsulting.com (http://www.mglconsulting.com) or contact Ilse Farrell, professional Development Specialist at 281-367-0380 x 120.
MGL Consulting Offers Series 2728 FINOP Training
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