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Choices in Personal Trading Software Expanded Reflects GrowingNeed...



Financial Tracking Technologies, LLC today announced the next generation release of its personal trading compliance software, Employee TradeSphere's8482;.The company says that Version 6.0 will further cut compliance costs due to automation. The new version includes several breakthrough enhancements, all options for client choice, including dynamic documents that enable users to create and distribute forms and documents with rule alerts based on the employee'ss answers to the questions and a personalized compliance console with a to do list and task tracking. It also includes pre-clearance of gifts, entertainment, political contributions and outside business activities, etc. and an electronic communications feature that allows compliance departments and employees to log communications with each other, all part of the system'ss case management capabilities. Finally, it is available for client-side hardware installation in addition to the traditional web-based offering. When installed on client-side hardware, any compliance module can be activated within seconds by the IT administrator. The on demand entitlements feature further expands client choice for automated compliance monitoring, analysis and alerting in up to 16 areas, all focused on trades and holdings data.



Version 6.0 is truly breakthrough, and among its other compliance modules, Employee TradeSphere is the most spectacular piece of software engineering we'sve brought out in some time. Employee TradeSphere's8482; is rapidly becoming the software of choice due to its modular functionality, giving clients an unmatched menu of options and then only paying for what they need. said Tony Turner, principal, Financial Tracking, LLC. Unusual trading patterns alerts and mis-use of material non-public information detection alerts are additional options referenced by Turner. Our team has worked diligently over the past year on this release, in partnership with our clients and prospects, to find additional ways to reduce compliance costs and fiduciary risks through automation. Once again, we clearly have succeeded with another robust release, reflecting the industry'ss ever growing regulatory scrutiny and need for immediate knowledge of compliance issues before it'ss too late. Turner said.



About Financial Tracking Technologies, LLC



Financial Tracking Technologies, LLC is the proven leader in reducing costs through independent, automated compliance software with modular features. Its solutions enable positive assertions and proof to regulators, clients and risk groups that policies, procedures and internal controls exist and are operating effectively. Companies using its technologies, which include investment advisors, mutual funds, hedge funds and fund of funds, broker/dealers, private equity and public companies, no longer endure the arduous and daunting tasks of data gathering and analysis and are the First to Know 's8482; when compliance exceptions occur. Additional information can be found at www.financial-tracking.com



For more information, contact Kelly Vales at 203-340-2356 x 805






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