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MGL to Offer Beyond Series 27 Training Compliance Issues for FINOPs

To provide practical working knowledge for Financial & Operations Principals (FINOPs) of FINRA member firms, MGL has developed a unique one-day interactive training class. "Beyond Series 27" addresses the tough, everyday challenges FINOPs face trying to ensure their firm's financial and operational activities comply with SEC and FINRA rules and regulations.

Even though FINOPs or CFOs may have the credentials and industry knowledge, they can't always prepare for everything. There are always compliance issues lurking beyond day-to-day operations that may test survivor skills. The training will help FINOPs identify the general minefield issues they will face time and time again and how to deal with them. Just as important are the "gotchas" and the 10 Deadly Sins that FINOPs need to guard against.

These and other practical issues will be covered in a "Beyond Series 27" class scheduled for November 30, 2007 at MGL's corporate headquarters near Houston, Texas. This shirt sleeve session will run from 9:00am - 5:00pm with lunch included at a cost of $375/person. Agenda (http://www.mglconsulting.com/mgl/ProductAnnouncement/beyondorder.pdf) by November 27, 2007.

If you have any questions concerning this class or other Professional Development classes MGL offers, please call Deirdre Patten (www.mglconsulting.com or contact Judy Ryan at 281-367-0380.

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