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Regulatory and Compliance Services for the Securities Industry Available...

Providing regulatory and compliance consulting services to the securities (http://www.thesutrogroup.com/) and HR consulting services to attorneys, broker-dealers and investment advisers, featuring a specialized expertise in policy and procedure reviews, risk management, training, testing and audit.

Acknowledged experts in the fields of suitability, supervision, industry rules, regulations and standards of care, the Sutro team has significant experience managing legal, compliance, operations and HR departments at major financial institutions, negotiating with regulators and implementing policies and procedures that meet the demands of evolving regulatory standards.

"The Sutro Group is a team of dedicated, experienced and independent securities industry veterans who have seen it all and done it all in the industry's compliance (

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| Financial | Sbli Usa | life insurance company |

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